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Securities Alert: FINRA Seeks to Add New Procedural Barriers to Expungement Proceedings

Securities Alert: FINRA Seeks to Add New Procedural Barriers to Expungement Proceedings

by Connor Trafton | Oct 12, 2020 | Homepage News, Securities Alerts

FINRA recently submitted to the SEC proposed changes to its expungement rules that would significantly limit a broker’s ability to remove disclosures from their Central Registration Depository (CRD) record. These changes, contained in a 557-page document filed on...
California Jury Finds Honeywell Not Liable in Asbestos Trial Run Entirely Via Zoom

California Jury Finds Honeywell Not Liable in Asbestos Trial Run Entirely Via Zoom

by Connor Trafton | Sep 22, 2020 | General Articles, Homepage News

At the end of a trial conducted entirely via Zoom videoconferencing, a jury found that asbestos in brakes manufactured by Honeywell and other defendants was not responsible for a former janitor’s mesothelioma. Ricardo Ocampo and his wife, Elvia, alleged that he was...

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This information has been prepared by Keesal, Young & Logan for informational purposes only and is not legal advice. Transmission of the information is not intended to create, and receipt does not constitute, an attorney-client relationship between you and Keesal, Young & Logan.

You should not act upon this information without seeking professional counsel.

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News & Alerts

Skip and Beth Keesal awarded Keys to the City of Long Beach

On July 16, 2024, Skip and Beth received the keys to the City of Long Beach from Mayor Rex Richardson. The Keys to the City are an important way for us to recognize the extraordinary people who represent the best of Long Beach, whether it be through philanthropy,...

Skip and the firm honored by the Rancho Los Alamitos with the Cottonwood Award for Leadership

On May 30, 2024, Skip and the firm were honored by the Rancho Los Alamitos with the Cottonwood Award for Leadership.  The Cottonwood Award recognizes those who have shown significant leadership in enhancing, promoting and supporting the cultural communities of the...

California Supreme Court Sides With Employers on Wage Statement Penalties

Earlier today, the California Supreme Court issued its opinion in Naranjo v. Spectrum Security Services, Inc., a decision that clarifies when California employers may be subject to statutory penalties for failure to provide accurate wage statements under California...

THE CORPORATE TRANSPARENCY ACT: WHAT YOU NEED TO KNOW ABOUT THIS NEW LAW

What is the Corporate Transparency Act?  The Corporate Transparency Act (“CTA”), effective January 1, 2024, is part of the federal government’s war on financial crimes, like tax fraud, money laundering, terrorism financing and drug trafficking. Every domestic entity...

Privacy Updates for the New Year

As we draw near the close of 2023, we write to highlight some significant data privacy and protection developments from the past year. The landscape of digital rights and data privacy has experienced unprecedented changes, which not only reflect the rapid pace of...

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