by commune | Apr 30, 2015 | Other News
As reported in the Securities Litigation Alert, Keesal, Young & Logan successfully handled an appeal on behalf of Wells Fargo Advisors LLC (Wells Fargo) at the California Court of Appeal. The case involved a former Financial Advisor (FA) who resigned and was...
by commune | Apr 25, 2015 | Other News
It starts at the top — the top of the Union Bank building at the Keesal, Young & Logan Law offices, where Grand Prix festivities began Sunday with brunch for a thousand guests! Champagne and mimosas, delectable breakfast fare, great camaraderie and spirit de corps...
by commune | Apr 2, 2015 | Employment Alerts, Other News
On April 1, 2015, the Securities and Exchange Commission announced its first enforcement action against a company for using improperly restrictive language in confidentiality agreements with the potential to stifle whistleblowing. In the attached order, the SEC...
by commune | Mar 21, 2015 | Other News
We are proud to report that founding shareholder Skip Keesal has been recognized for the fifth consecutive year as one of the Lawdragon 500. The annual Lawdragon 500 Leading Lawyers in America “is the most elite distinction in the profession, covering the best...
by commune | Mar 2, 2015 | Other News
As reported by Reuters, Keesal Young & Logan (KYL) successfully defended UBS Financial Services Inc. in a recent “selling away” arbitration in Seattle, Washington. In that arbitration, a couple who maintained investment accounts at UBS alleged that their UBS...
by commune | Feb 24, 2015 | Employment Alerts, Other News
Keesal, Young & Logan Shareholder Lisa Bertain will be speaking on the “Responding to Whistleblowers” Panel at the Securities Industry and Financial Markets Association (SIFMA) Compliance and Legal Society Annual Seminar. The session will cover...