by commune | May 14, 2018 | Other News, Securities
Two significant new rules affecting securities firms take effect immediately. First, as of Friday May 11, 2018, FinCEN’s Customer Due Diligence Requirements for Financial Institutions (“CDD Rule”) requires FINRA members to identify and verify the beneficial owners of...
by commune | Apr 30, 2018 | Other News, Privacy & Data Security
Keesal, Young & Logan Shareholder Stacey Garrett will be one of the featured speakers at the 2018 Women In Banking Forum presented by the Western Independent Bankers (WIB) Association in San Diego on May 30 and 31. Stacey’s presentation is entitled “Adding...
by commune | Apr 25, 2018 | Other News
Keesal, Young & Logan’s Peter Boutin recently published an article in The Daily Journal covering the Private Attorneys General Act (PAGA). Please click here for a full copy of the article.
by commune | Apr 22, 2018 | KYL Technology News, Other News, Privacy & Data Security
Keesal, Young & Logan (KYL) is an enthusiastic supporter of the Corporate Legal Operations Consortium (CLOC) movement and we are proud to be returning to the agenda at the CLOC Institute this week in Las Vegas. KYL has been an active participant in the CLOC...
by commune | Apr 19, 2018 | Other News, Securities
On Wednesday, the SEC released its proposal for “Regulation Best Interest” which, if approved, will bring about changes to the standards governing financial services firms and professionals serving retail investors. The SEC’s goal is to provide retail investment...
by commune | Apr 18, 2018 | Other News
Keesal, Young & Logan (KYL) assisted client Pacific6 with the $18,000,000 purchase of the historic Ocean Center Building in Long Beach this month. The deal comes on the heels of a January transaction in which KYL assisted with Pacific6’s $38,000,000 acquisition...
