by Stacey Garrett and Cheryl Chang | Oct 30, 2018 | Privacy & Data Security, Securities
Savvy companies know that one of the most effective ways to protect themselves against cyber-related fraud is to train employees to recognize signs of cyber scams and avoid falling prey to them. The Securities and Exchange Commission (“SEC”) has added one more reason...
by Justin Hectus | Sep 19, 2018 | Homepage News, Securities
The Securities and Exchange Commission continues to revamp its administrative enforcement procedures to steer clear of additional constitutional challenges based on the SEC’s use of administrative law judges (“ALJs”). The SEC’s latest order is in response to the...
by kyl admin | Sep 13, 2018 | Other News, Securities
Keesal, Young & Logan shareholders Neal Robb and Esther Cho obtained a defense award in an arbitration before the American Arbitration Association that spanned nearly 7 years of litigation. The main Claimant, a CPA, had been the partner and a client of...
by commune | Aug 14, 2018 | Mortgage Banking News, Other News, Securities
Yesterday (August 13, 2018) the California Supreme Court held in De La Torre et al. v. CashCall that consumer loans exceeding $2,500 made by California licensed lenders may be unconscionable because of high interest rates. Before yesterday’s decision, the prevailing...
by commune | Aug 2, 2018 | Other News, Securities
KYL successfully obtained a defense award from a FINRA arbitration panel on behalf of a major brokerage firm on a claim for approximately $1 million brought by a customer who alleged that her account underperformed the market, that the firm was responsible for a large...
by commune | Aug 2, 2018 | Securities
KYL successfully obtained a defense award from a FINRA arbitration panel on behalf of a major brokerage firm on a claim for approximately $1 million brought by a customer who alleged that her account underperformed the market, that the firm was responsible for a large...
