by Justin Hectus | Sep 19, 2018 | Homepage News, Securities
The Securities and Exchange Commission continues to revamp its administrative enforcement procedures to steer clear of additional constitutional challenges based on the SEC’s use of administrative law judges (“ALJs”). The SEC’s latest order is in response to the...
by kyl admin | Sep 13, 2018 | Other News, Securities
Keesal, Young & Logan shareholders obtained a defense award in an arbitration before the American Arbitration Association that spanned nearly 7 years of litigation. The main Claimant, a CPA, had been the partner and a client of Respondent’s former broker who was...
by commune | Aug 14, 2018 | Mortgage Banking News, Other News, Securities
Yesterday (August 13, 2018) the California Supreme Court held in De La Torre et al. v. CashCall that consumer loans exceeding $2,500 made by California licensed lenders may be unconscionable because of high interest rates. Before yesterday’s decision, the prevailing...
by commune | Aug 2, 2018 | Other News, Securities
KYL successfully obtained a defense award from a FINRA arbitration panel on behalf of a major brokerage firm on a claim for approximately $1 million brought by a customer who alleged that her account underperformed the market, that the firm was responsible for a large...
by commune | Aug 2, 2018 | Securities
KYL successfully obtained a defense award from a FINRA arbitration panel on behalf of a major brokerage firm on a claim for approximately $1 million brought by a customer who alleged that her account underperformed the market, that the firm was responsible for a large...
by commune | Jul 26, 2018 | Other News, Securities
President Donald J. Trump has nominated Judge Brett Kavanaugh to the Supreme Court of the United States. This Alert examines two of Judge Kavanaugh’s recent opinions regarding SEC enforcement procedures and analyzes how Judge Kavanaugh, if confirmed to the high...
